Uniform Financial Statements & Independent Auditor’s Report Resource Guide

The links on this page go to resource materials associated with the filing of the UFR. Please note that certain documents, e.g., those containing signatures, must be scanned into a document imaging format prior to uploading them to this system.

As you upload UFR materials, please note the timeout period is 20 minutes if no activity has occurred. Therefore, we suggest you have all documents prepared and ready to upload prior to starting the submission.

User Guides:

Contractor

CPA

Public

Manuals

UFR Audit and Preparation Manual

UFR Auditor's Compliance Supplement

Excel Templates:

Excel UFR Template - Up to 40 Programs

Excel UFR Template - Up to 120 Programs (more than 40 programs)

Note: Please do not add worksheets to the template. Alterations will prevent submitting your filing to OSD. 

Sample Documents:

Audit Services Checklist and Certification Form

Board Acknowlegment Letter

Certification Page from Health Care Finance and Policy Cost Report

Written Request for Extension

Written Request for Prior Approval

OSD Desk Review Guide

D1 Supplemental Program outcome and Output Measures

 FY 2002 Performance Based Contracting/Required Program Codes

As you complete your D1 information on line you may notice that some sentence endings have been cut off due to space limitations. Please refer to your contract or call your department contact for the full text.

Other Documents:

Certain documents must also be created for upload. We have not provided blank forms or samples for the following documents because the information contained in them varies to such a degree that a sample would not be helpful.

• Accountant's Review Report
• Attorney General's PC Form/IRS 990 - for help with this form, please see the  IRS website.
• Audited Financial Statements (non-Excel format)
• Auditor's Management Letter
• Auditor's Report on Internal Controls/Compliance - GAGAS
• Independent Auditor's Report
• IRS Tax Return
• Notes to Financial Statements
• OMB Circular A-133 - for help in completing these documents, please see the Office for Management and Budget website
• Reviewed Financial Statements (non-Excel format)
• Schedule of Eliminating Entries
• Written Request for Waiver

Links